TD
TD

Thomas Daniel

31 Years of Experience
Broker

Thomas Daniel is a registered investment advisor at J.H. Darbie & CO., INC., based in Florham Park, NJ, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)

J.H. Darbie offers a wrap fee program where clients pay a single fee for advisory and brokerage services. The annual fee ranges from 0.85% to 1.85% of the value of your investments, but may be lower for fixed income products. The fee is paid monthly. Third-party fees, such as custodial, clearing, and mutual fund fees, are not included in the wrap fee.

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Location

215 Ridgedale Ave, Ste 104, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
J.H. Darbie & CO., INC.
June 2023 - Present · 2 yrs 10 mos
J.H. Darbie & CO., INC.Broker
May 2023 - Present · 2 yrs 11 mos
Previous Registrations
Kenneth, Jerome & Co.,inc.Broker
January 2003 - May 2023 · 20 yrs 4 mos
Morgan Stanley
September 2002 - December 2002 · 3 mos
Morgan Stanley Dw INC.Broker
July 1997 - December 2002 · 5 yrs 5 mos
Gkn Securities CORP.Broker
November 1994 - August 1997 · 2 yrs 9 mos
State Registrations10 states
AZCOFLNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.