Robert Mooney
Robert Mooney is a registered investment advisor at Sunpointe Investments, based in St. Louis, MO, with 31 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 309 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunpointe charges a percentage of your portfolio each year for investment management services, up to 1.50%. They also offer investment consulting services for a fixed annual fee ranging from $20,000 to $600,000, charged quarterly. Fees may be negotiable. If Sunpointe recommends an independent investment manager, the total fee will not exceed 2.00% annually.
Location
8301 Maryland Avenue, Suite 300, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2002Customer Dispute
May 2002Other Business ActivitiesSells Insurance
Robert is a licensed insurance agent in St. Louis, Missouri, focusing on insurance sales and implementation of insurance recommendations. This activity takes about 10% of his time.
Employment History
Current Registrations
Sunpointe Investments
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.