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Buffy Moldenhauer

31 Years of Experience
Broker

Buffy Moldenhauer is a registered investment advisor at Allspring Funds Management, LLC, based in Milwaukee, WI, with 31 years of industry experience. Buffy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,065 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
86 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allspring Funds Management negotiates investment advisory fees with each managed account program sponsor. These fees generally range from 0.07% to 0.75% of the value of the client's assets managed. The total annual fees charged by sponsors generally include Allspring's fee. Fees are generally payable quarterly based on the calendar quarter-end market value. Clients also pay the fees and expenses of the underlying investments.

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Location

417 E. Chicago Street, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
December 2016 - Present · 9 yrs 4 mos
Allspring Funds Distributor, LLC
April 2005 - Present · 21 yrs
Allspring Funds Distributor, LLCBroker
April 2005 - Present · 21 yrs
Previous Registrations
Wells Fargo Funds Management, LLC
January 2005 - December 2014 · 9 yrs 11 mos
Strong Capital Management INC
July 2003 - January 2005 · 1 yr 6 mos
Strong Investments, INC.Broker
January 2002 - April 2005 · 3 yrs 3 mos
AXA Advisors, LLCBroker
April 1997 - January 2002 · 4 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1997 - January 2000 · 2 yrs 9 mos
Eq Financial Consultants, INC.Broker
April 1997 - May 1997 · 1 mo
The Equitable Life Assurance Society of the United StatesBroker
April 1997 - May 1997 · 1 mo
Edward D. Jones & CO., L.P.Broker
November 1994 - April 1997 · 2 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.