DG
DG

David Dean Grumhaus

17 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
52 clients
Average Client Portfolio
$235.2M average
Assets Under Management
$12.2B

Fee Structure

Financial Planning:Investment management only
Loading...

Location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David serves on the investment committee for the Ann and Robert H. Lurie Children's Hospital. This takes minimal time.

Employment History
Current Registrations
Duff & Phelps Investment Management CO.
October 2015 - Present · 10 yrs 4 mos
Vp Distributors LLC
July 2015 - Present · 10 yrs 7 mos
Vp Distributors LLCBroker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Goldman, Sachs & CO.Broker
July 1999 - November 2002 · 3 yrs 4 mos
William Blair & Company L.L.C.Broker
December 1995 - June 1999 · 3 yrs 6 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.