Kristie Leslie is a registered investment advisor, based in Los Angeles, CA, with 28 years of industry experience.
Location
11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2025Other Business Activities
Kristie works full-time as a Director of National Accounts at Aristotle Capital Management, LLC, managing relationships with wire houses. This activity is investment-related.
Employment History
Current Registrations
Foreside Financial Services, LLC
March 2025 - Present · 1 yr 1 mo
Foreside Financial Services, LLCBroker
March 2025 - Present · 1 yr 1 mo
Aristotle Capital Management, LLC
February 2025 - Present · 1 yr 2 mos
Previous Registrations
Morgan Stanley
June 2009 - May 2024 · 14 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2024 · 14 yrs 11 mos
Citigroup Global Markets INC.
April 2006 - June 2009 · 3 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1996 - June 2009 · 12 yrs 8 mos
State Registrations6 states
CACTFLILNJNY
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.