Gregory Carroll is a CFP-designated registered investment advisor at Wwm Financial, based in Carlsbad, CA, with 31 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 545 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
For accounts in the aggregate of more than $10,000,000, a flat annual fee can be arranged on a case-by-case basis. Flat fees are negotiable and billed quarterly in advance. Adjustments will not be made for withdrawals and will not exceed the equivalent of an annualized 1.50% of account balances.
Fee Estimator
Location
2131 Palomar Airport Road, Suite 330, Carlsbad, CA, 92011
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2008Criminal
January 1984Other Business Activities
Gregory owns rental properties in San Diego, CA, since 2000. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Wwm Financial
Previous Registrations
Sterling Global Strategies, LLC
Apw Capital, INC.Broker
Sterling Global Strategies LLC
Torrey Pines Securities, INC.Broker
Torrey Pines Securities, INC.
Sterling Wealth Management Group, INC.
Nrp Advisors, INC.
Nrp Financial, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Thomas James Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.