Frank Dominic Corto

Lombard Advisers Incorporated

30 Years of Experience

6 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation Planning

Lombard Advisers Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

30 advisors

Number of Clients

955 clients

Average Client Portfolio

$594K average

Assets Under Management

$567.4M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

1938 Security Drive, York, PA, 17402

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

June 2018

Final

Regulatory

June 2016

Final

Customer Dispute

December 2014

Pending

Judgment / Lien

August 2014

Judgment / Lien

February 2012

Employment Separation After Allegations

April 2011

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Frank is a Managing Partner at Corto Financial Group since 2011, where he works with physicians and sells disability and life insurance products, dedicating about half of his time. He also has a partnership with Splash Financial/CFG since 2022, refinancing medical student loans, and owns TEAM Lacrosse, a central Pennsylvania lacrosse club.