AK
AK

Aaron Calvin Knapp

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

189 Main St, Farmington, ME, 04938

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is involved in non-variable insurance activities through Western Mountain Financial Services and Protective Life/American Financial. He also operates Western Mountain Financial Services as a DBA for his LPL business, dedicating about a quarter of his time to it.

Employment History
Current Registrations
LPL Financial LLC
February 2003 - Present · 23 yrs
LPL Financial LLCBroker
October 1996 - Present · 29 yrs 4 mos
Previous Registrations
Nlbs Advisers, INC.Broker
October 1995 - October 1996 · 1 yr
State Registrations26 states
AZCACOCTFLGAIAMAMDMEMIMSMTNCNHNJNVNYOHOKPASCTNVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Calvin Knapp - Financial Advisor | TrueAdvisor