KM
KM

Kristine Mogollon

23 Years of Experience
Broker

Kristine Mogollon is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 23 years of industry experience. Kristine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kristine is an independent beauty consultant for Mary Kay, a freelance photographer, and the owner of Mogollon Enterprises, LLC, which handles invoicing and recordkeeping for her husband's business. She also serves as the treasurer for Hope Christian Church (in process of changing name to Connection Church); these activities each take a few hours per week.

Employment History
Current Registrations
Thrivent Asset Management, LLC
May 2021 - Present · 4 yrs 11 mos
Thrivent Distributors, LLC
November 2015 - Present · 10 yrs 5 mos
Thrivent Distributors, LLCBroker
November 2015 - Present · 10 yrs 5 mos
Previous Registrations
Thrivent Investment Management INC.
December 2013 - May 2021 · 7 yrs 5 mos
Thrivent Investment Management INC.Broker
May 2004 - May 2021 · 17 yrs
U.S. Bancorp Investments, INC.Broker
April 2001 - December 2002 · 1 yr 8 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.