RB
RB

Romy Michele Brown

25 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
424 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$429.0M

Fee Structure

Minimum Investment:$250K
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Location

11421 W. Bernardo Court, San Diego, CA, 92127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Romy is self-employed as a Notary Public, an activity that is not investment-related. Romy devotes minimal time to this activity.

Employment History
Current Registrations
Beta Wealth Group, INC
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Girard Securities, INC.
April 2005 - November 2017 · 12 yrs 7 mos
Girard Securities, INC.Broker
April 2005 - November 2017 · 12 yrs 7 mos
Pacific Wealth Management
February 2003 - April 2018 · 15 yrs 2 mos
Pacific Wealth Management
October 2002 - December 2002 · 2 mos
Lockwood Financial Services, INC
May 2001 - April 2005 · 3 yrs 11 mos
Lockwood Financial Services, INC.Broker
April 2000 - April 2005 · 5 yrs
Fsc Securities CorporationBroker
January 2000 - March 2000 · 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Romy Michele Brown - Financial Advisor | TrueAdvisor