TrueAdvisor
TrueAdvisor
DC
DC

Derek Allen Cook

Blackrock Financial Management, INC
30 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Blackrock Financial Management, INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,309 clients
Average Client Portfolio
$1.0B average
Assets Under Management
$1327.9B

Location

50 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Blackrock Investments, LLC
May 2011 - Present · 14 yrs 9 mos
Blackrock Financial Management, INC
May 2011 - Present · 14 yrs 9 mos
Blackrock Investments, LLCBroker
May 2011 - Present · 14 yrs 9 mos
Previous Registrations
Lord, Abbett & CO. LLC
November 2000 - May 2011 · 10 yrs 6 mos
Lord Abbett Distributor LLCBroker
March 2000 - May 2011 · 11 yrs 2 mos
Kemper Distributors, INC.Broker
October 1998 - February 2000 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1995 - October 1998 · 3 yrs 8 mos
Van Kampen/american Capital Distributors, INC.Broker
November 1994 - March 1995 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.