Keith Southwick is a CFP, ChFC-designated registered investment advisor at Straitgate Financial L.L.C., based in Northville, MI, with 14 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 43 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $1.0M | 0.75% |
| $1.0M - $1.3M | 0.50% |
| $1.3M+ | 0.00% |
A Complexity Charge may be utilized for CLIENTS with more than $1,300,000 in assets managed by the PLANNER. This charge will be determined on a case-by-case basis depending on the degree of complexity in the CLIENT’S individual planning needs. This charge will be evaluated annually and may increase, decrease, or be eliminated depending on the CLIENT’S needs in that particular year.
Fee Estimator
Contact
Keith Southwick
Location
Northville, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Straitgate Financial L.L.C.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
We are firm believers that any plan requires adjustments along the way. Therefore, we offer ongoing service to our clients that can range from one to four meetings or calls annually. With this option, we can track your progress and help you to make any course corrections that may become necessary. Also, we will be there to help when your life takes a turn, whether it is for the good or for the bad.