EF
EF

Eric Fields

31 Years of Experience
Broker

Eric Fields is a registered investment advisor at Nfsg Corporation, based in Northbrook, IL, with 31 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee is up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Northbrook, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric works for H&B Fields Inc., a distribution company, as a delivery driver since 2012. He dedicates minimal time to this activity.

Employment History
Current Registrations
Nfsg Corporation
July 2010 - Present · 15 yrs 9 mos
Newbridge Securities CorporationBroker
July 2010 - Present · 15 yrs 9 mos
Newbridge Securities Corporation
July 2010 - Present · 15 yrs 9 mos
Previous Registrations
Chicago Investment Group, LLC
March 2008 - September 2009 · 1 yr 6 mos
Chicago Investment Group, LLCBroker
August 2006 - July 2010 · 3 yrs 11 mos
H&r Block Financial Advisors, INC.
June 2003 - August 2006 · 3 yrs 2 mos
Rsm Mcgladrey, INC.
March 2003 - June 2003 · 3 mos
H&r Block Financial Advisors, INC.Broker
October 1994 - August 2006 · 11 yrs 10 mos
State Registrations3 states
FLILWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.