Roger Allen Hubley

CFP · ChFC

Intercarolina Financial Services, INC.

54 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Intercarolina Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

17 advisors

Number of Clients

381 clients

Average Client Portfolio

$343K average

Assets Under Management

$130.8M

Fee Structure

Financial Planning:Investment management only

Location

The Villages, FL

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History

Regulatory History (2)

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Regulatory

May 2016

Final

Regulatory

January 2002

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Roger is the president of Networth Asset Management, dedicating full-time hours to this role. He also works full-time as an agent selling life and health insurance, spends a few hours per week as a rental real estate owner, and minimal time as an officer of CarAmy, LLC.

Employment History

Previous Registrations

Transitional Broker LLCBroker

March 2024 - May 2024 · 2 mos

Intercarolina Financial Services, INC.Broker

July 2015 - February 2024 · 8 yrs 7 mos

Ifs SecuritiesBroker

February 2015 - August 2015 · 6 mos

Girard Securities, INC.

September 2011 - February 2015 · 3 yrs 5 mos

Girard Securities, INC.Broker

April 2009 - February 2015 · 5 yrs 10 mos

Prospera Financial Services, INC.Broker

October 2004 - May 2009 · 4 yrs 7 mos

The O.N. Equity Sales CompanyBroker

February 2003 - October 2004 · 1 yr 8 mos

Walnut Street Securities, INC.Broker

September 1989 - February 2003 · 13 yrs 5 mos

Integrated Resources Equity CorporationBroker

January 1984 - October 1989 · 5 yrs 9 mos

American Growth Fund Sponsors, INC.Broker

July 1979 - January 1984 · 4 yrs 6 mos

Linsco CorporationBroker

March 1977 - July 1977 · 4 mos

Provident Marketing CorporationBroker

January 1977 - July 1989 · 12 yrs 6 mos

Provident National Equities, INC.Broker

June 1975 - January 1977 · 1 yr 7 mos

Pml Securities CompanyBroker

November 1971 - August 1976 · 4 yrs 9 mos

State Registrations3 states

FLMNPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.