Roger Hubley
Roger Hubley is a CFP, ChFC-designated registered investment advisor at Intercarolina Financial Services, INC., based in The Villages, FL, with 54 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 381 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Intercarolina Financial Services (IFS) offers investment management services for a fee. The fee is either a percentage of the value of your investments or a fixed fee. The specific fee arrangement is negotiable. If IFS manages your investments, your fees will be paid directly from your account, or you can choose to be billed directly. IFS also participates in wrap fee programs, where fees are bundled. The percentage IFS receives from the wrap fee varies depending on the wrap fee firm used. The maximum fixed fee is 1.5% of the value of your investments.
Location
The Villages, FL
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Regulatory History (2)
Regulatory
May 2016Regulatory
January 2002Other Business ActivitiesSells Insurance
Roger is the president of Networth Asset Management, dedicating full-time hours to this role. He also works full-time as an agent selling life and health insurance, spends a few hours per week as a rental real estate owner, and minimal time as an officer of CarAmy, LLC.
Employment History
Current Registrations
Intercarolina Financial Services, INC.
Intercarolina Financial Services, INC.Broker
Networth Asset Management, INC
Previous Registrations
Transitional Broker LLCBroker
Intercarolina Financial Services, INC.Broker
Ifs SecuritiesBroker
Girard Securities, INC.
Girard Securities, INC.Broker
Prospera Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
Walnut Street Securities, INC.Broker
Integrated Resources Equity CorporationBroker
American Growth Fund Sponsors, INC.Broker
Linsco CorporationBroker
Provident Marketing CorporationBroker
Provident National Equities, INC.Broker
Pml Securities CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.