BS
CFP · ChFC
BS
CFP · ChFC

Barbara Alison Traylor Smith

19 Years of Experience
1 DisclosureSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

A $150 annual minimum management fee will be assessed on all accounts. For account values of less than $7,500, this may equate to be more than the maximum 2% as stated in this Form ADV and the Agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
Loading...

Location

4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ, 85040

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Settled
Other Business ActivitiesSells Insurance

Barbara is the President and Owner of Retirement Outfitters, LLC, an insurance agency, since 2006. She dedicates about half of her time to insurance sales and marketing duties at Retirement Outfitters, LLC.

Employment History
Current Registrations
Foundations Investment Advisors LLC
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wealthsource® Partners, LLC
April 2016 - December 2019 · 3 yrs 8 mos
Avant-Garde Advisors LLC
December 2013 - December 2016 · 3 yrs
May-Investments Management, LLC
September 2006 - December 2013 · 7 yrs 3 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.
Barbara Alison Traylor Smith - Financial Advisor | TrueAdvisor