Thomas Hayes
Thomas Hayes is a registered investment advisor at Milestone Asset Management, LLC, based in Kokomo, IN, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,359 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.50% |
| $750K - $1.5M | 1.25% |
| $1.5M - $3.0M | 1.00% |
| $3M+ | 0.75% |
These fees are for internally managed models. Sub-advised models have higher fees: Up to $750,000: 1.75%, $750,000 – $1,500,000: 1.50%, $1,500,000 – $3,000,000: 1.25%, Additional Amounts Over $3 million: 1.00%. Fees are negotiable.
Fee Estimator
Location
1825 Dogwood Court, Kokomo, IN, 46902
Get directionsHistory
Regulatory History (2)
Regulatory
February 2000Employment Separation After Allegations
September 1998Other Business ActivitiesSells Insurance
Thomas provides insurance sales and advice through Hayes Advisory Group, dedicating nearly full-time hours to this activity. He also serves as an IAR for Milestone Asset Management and Brookstone Capital Management, spending about a quarter of his time on each. Thomas is also a board member for Prepare Institute, teaching retirement classes about 10-20% of his time.
Employment History
Current Registrations
Milestone Asset Management, LLC
Brookstone Capital Management LLC
Previous Registrations
Alphastar Capital Management, LLC
Milestone Asset Management, LLC
Nylife Securities INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.