Franklin Waung is a registered investment advisor at Watts Capital Partners LLC, based in New York, NY, with 5 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 98 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Additional fees of 1.50% per year are charged for assets deployed in the Industry Innovator and Tactical Growth Strategies. Separate compensation may be received for specific Alternative Investment Strategies, which are disclosed on a case-by-case basis. Fees are negotiable.
Fee Estimator
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Franklin is a sole proprietor providing translation services and operates CNF Consulting, which is non-investment related. He is also a partner at Cubic AI Technologies, managing partners' money.
Employment History
Current Registrations
Watts Capital Partners LLC
Previous Registrations
Watts Capital Partners LLC
Watts Capital Partners LLC
State Registrations1 state
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