John Juco is a registered investment advisor at Needham & Company, LLC, based in New York, NY, with 28 years of industry experience. Their firm serves 11 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
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Location
250 Park Avenue, 10th Floor, New York, NY, 10177
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Needham & Company, LLC
October 2022 - Present · 3 yrs 6 mos
Needham & Company, LLCBroker
October 2022 - Present · 3 yrs 6 mos
Needham & Company, LLC
October 2022 - Present · 3 yrs 6 mos
Previous Registrations
Park Avenue Securities LLCBroker
June 2022 - October 2022 · 4 mos
Park Avenue Securities LLC
June 2022 - October 2022 · 4 mos
Morgan Stanley
August 2019 - June 2022 · 2 yrs 10 mos
Morgan StanleyBroker
August 2019 - June 2022 · 2 yrs 10 mos
Foresters Advisory Services, LLC
October 2017 - June 2019 · 1 yr 8 mos
Foresters Financial Services, INC.Broker
May 2016 - June 2019 · 3 yrs 1 mo
Tower Square Securities, INC.Broker
September 2005 - September 2013 · 8 yrs
New England SecuritiesBroker
August 2003 - January 2015 · 11 yrs 5 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Metlife Securities INC.Broker
January 2003 - April 2016 · 13 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
January 2003 - July 2007 · 4 yrs 6 mos
Csfbdirect, INC.Broker
March 1999 - May 2001 · 2 yrs 2 mos
First Summit Securities, INC.Broker
April 1996 - March 1999 · 2 yrs 11 mos
Investors Associates, INC.Broker
July 1994 - August 1994 · 1 mo
State Registrations7 states
CAFLILMAMNNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.