Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
54 clients
Average Client Portfolio
$586.8M average
Assets Under Management
$31.7B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.25%
$25.0M - $50.0M0.20%
$50.0M - $100.0M0.15%
$100.0M - $250.0M0.10%
$250.0M - $500.0M0.06%
$500M+0.04%

Fees are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
January 2022 - Present · 4 yrs 1 mo
Hilltop Securities INC.
January 2022 - Present · 4 yrs 1 mo
Momentum Independent Network INC.Broker
January 2022 - Present · 4 yrs 1 mo
Hilltop Securities INC.Broker
January 2022 - Present · 4 yrs 1 mo
Momentum Independent Network INC.
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
D.A. Davidson & CO.
June 2019 - January 2022 · 2 yrs 7 mos
D.A. Davidson & CO.Broker
April 2019 - January 2022 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
September 2017 - April 2019 · 1 yr 7 mos
Barclays Capital INC.Broker
September 2010 - November 2016 · 6 yrs 2 mos
Credit Suisse Securities (USA) LLCBroker
February 2004 - August 2010 · 6 yrs 6 mos
UBS Painewebber INC.Broker
January 2001 - June 2001 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.