DC
DC

Douglas Cohen

25 Years of Experience
Broker

Douglas Cohen is a registered investment advisor, based in Lincoln, MA, with 25 years of industry experience.

Location

55 Old Bedford Rd, Suite 302, Lincoln, MA, 01773

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas serves on the Board of Directors for JOIN Israel since 2012.

Employment History
Current Registrations
Franklin Distributors, LLC
July 2021 - Present · 4 yrs 9 mos
Franklin Distributors, LLCBroker
July 2021 - Present · 4 yrs 9 mos
Fiduciary Trust International, LLC
August 2017 - Present · 8 yrs 8 mos
Previous Registrations
Franklin Templeton Financial Services CORP.Broker
June 2021 - July 2021 · 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - September 2010 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
August 1995 - September 2003 · 8 yrs 1 mo
State Registrations9 states
CACOCTDEFLMANJNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Cohen - Financial Advisor | TrueAdvisor