Robert Eugene Baisch

Ladenburg Thalmann Asset Management INC

30 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

640 Fifth Avenue, 4th Fl., New York, NY, 10019

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Robert is a board member of JAG Fund/ABTA Charity, a family charity, since 1997. He dedicates minimal time to this activity and receives no compensation.

Employment History

Current Registrations

Ladenburg Thalmann Asset Management INC

October 2018 - Present · 7 yrs 4 mos

Ladenburg Thalmann & CO. INC.

October 2015 - Present · 10 yrs 4 mos

Ladenburg Thalmann & CO. INC.Broker

October 2015 - Present · 10 yrs 4 mos

Previous Registrations

Gilford Securities IncorporatedBroker

August 2012 - October 2015 · 3 yrs 2 mos

Gleacher & Company Securities, INC.Broker

July 2010 - August 2011 · 1 yr 1 mo

Icap Corporates LLCBroker

September 2008 - July 2010 · 1 yr 10 mos

Jefferies & Company, INC.Broker

May 1998 - September 2008 · 10 yrs 4 mos

Olde Discount CorporationBroker

September 1994 - April 1998 · 3 yrs 7 mos

State Registrations12 states

CACTFLGAILMNMONJNYOHPATX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.