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Eric Newman

30 Years of Experience
BrokerSells Insurance

Eric Newman is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 30 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 235 clients with $42M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
14 advisors
Number of Clients
235 clients
Average Client Portfolio
$177K average
Assets Under Management
$41.6M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

Fees may be negotiable. A separate fee of 1.25% may be charged on assets held away. An annual administrative fee of up to 0.07% is also charged to cover custodial fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

725 Fifth Avenue, 23rd Fl., New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric owns ECC New Capital LLC, a personal LLC for bill paying and real estate holdings, dedicating minimal time. Eric is also a licensed insurance producer since September 2024, selling life insurance and variable annuities, dedicating minimal time.

Employment History
Current Registrations
Dominari Securities LLC
March 2024 - Present · 2 yrs 1 mo
Dominari Securities LLCBroker
March 2024 - Present · 2 yrs 1 mo
Previous Registrations
Eagle Wealth Advisors
March 2020 - August 2021 · 1 yr 5 mos
Aegis Capital CORP.
September 2017 - April 2024 · 6 yrs 7 mos
Aegis Capital CORP.Broker
September 2017 - April 2024 · 6 yrs 7 mos
National Asset Management, INC.
May 2015 - September 2017 · 2 yrs 4 mos
National Securities CorporationBroker
January 2007 - September 2017 · 10 yrs 8 mos
First Montauk Securities CORP.Broker
December 2003 - February 2007 · 3 yrs 2 mos
The Concord Equity Group, LLCBroker
July 2001 - December 2003 · 2 yrs 5 mos
Josephthal & CO., INC.Broker
February 1998 - August 2001 · 3 yrs 6 mos
Donald & CO. Securities INC.Broker
June 1996 - February 1998 · 1 yr 8 mos
Prime Charter LTD.Broker
October 1995 - June 1996 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.