Robert Wong
Robert Wong is a registered investment advisor at Capital Wealth Alliance, LLC, based in Scottsdale, AZ, with 31 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 353 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Wealth Alliance's annual fee for managing your investments can be up to 2.25% of the market value of your assets. The exact percentage depends on the amount you invest, the complexity of the services, and the level of administration you request. The fee is calculated each quarter, in advance, based on your account balance at the end of the previous billing period. This fee is negotiable.
Location
17015 North Scottsdale Road, Suite 250, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 1998Customer Dispute
July 1996Customer Dispute
June 1996Other Business ActivitiesSells Insurance
Robert owns RDW & Associates, Inc., an S Corp for business and bill payments, dedicating minimal time. He is also a partner in Capital Wealth Holdings LLC and Capital Wealth Alliance, LLC, spending nearly full-time as CCO and IAR for the latter. Robert is also a partner and agent at Capital Wealth Insurance LLC, dedicating a few hours per week.
Employment History
Current Registrations
Capital Wealth Alliance, LLC
Kingswood Capital Partners, LLC
Kingswood Capital Partners, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
First Union Securities, INC.Broker
Principal Financial Securities,inc.Broker
Olde Discount CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.