John Houck
John Houck is a ChFC-designated registered investment advisor at Promontory Financial Planning, LLC, based in Spanish Fork, UT, with 53 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 570 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Promontory Financial Planning manages investments on a discretionary basis, charging no more than 2% annually. The specific fee and any reductions are detailed in the Investment Advisory Services Agreement. Fees are deducted from client accounts quarterly by the custodian. There is a minimum account value of $100,000 for asset management services, but this may be waived in select situations.
Location
499 Spanish Fields Drive, Spanish Fork, UT, 84660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an independent insurance agent selling and servicing fixed insurance products since 2006, dedicating nearly full-time hours to this. He also owns residential real estate and works as a substitute teacher, spending minimal time on each.
Employment History
Current Registrations
Promontory Financial Planning, LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Partnervest Advisory Services LLC
Partnervest Securities, INC.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Sentra Securities CorporationBroker
United Pacific Securities, INC.Broker
Locust Street Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Boardwalk Capital CorporationBroker
Private Ledger Financial Services, IncorporatedBroker
Uslife Equity Sales CORPBroker
Cal-Western Securities CO.Broker
California-Western States Life Insurance CompanyBroker
Sunset Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.