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Craig Richard Margolies
A.G.P / Alliance Global Partners
30 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
A.G.P / Alliance Global Partners
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B
Fee Structure
Minimum Investment:
$10K
Financial Planning:
Investment management only
Investment Management
Planning
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Location
2137 Route 35, Suite 345, Holmdel, NJ, 07733
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
September 2015
Final
Regulatory
January 2012
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
A.G.P. / Alliance Global Partners
Broker
May 2021 - Present · 4 yrs 9 mos
A.G.P / Alliance Global Partners
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
Aegis Capital CORP.
Broker
December 2014 - May 2021 · 6 yrs 5 mos
Aegis Capital CORP.
December 2014 - May 2021 · 6 yrs 5 mos
Garden State Investment Advisory Services, LLC
May 2012 - January 2015 · 2 yrs 8 mos
Garden State Securities, INC.
Broker
September 1998 - January 2015 · 16 yrs 4 mos
H.J. Meyers & CO., INC.
Broker
September 1995 - November 1998 · 3 yrs 2 mos
Line Securities, INC.
Broker
May 1995 - September 1995 · 4 mos
H.J. Meyers & CO., INC.
Broker
March 1995 - April 1995 · 1 mo
State Registrations
29 states
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IL
KY
MA
MD
MI
MN
MO
NC
NE
NJ
NY
OR
PA
SC
TN
TX
VA
WA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.