David Lennon is a PFS-designated registered investment advisor, based in Joliet, IL, with 31 years of industry experience.
Location
333 North Hammes Avenue, Suite 104, Joliet, IL, 60435
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a registered representative with Purshe Kaplan Sterling Investments, dedicating about half his time to investment and insurance services. He also owns an accounting and tax services business full-time, is a shareholder in a lab testing company, a member of a commercial real estate rental LLC, and an insurance agent selling life and long-term care insurance.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Forum Financial Management, LP
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations9 states
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