KW
KW

Kenneth James Wilkinson

31 Years of Experience
7 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,393 clients
Average Client Portfolio
$383K average
Assets Under Management
$534.2M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50K2.80%
$50K - $100K2.75%
$100K - $250K2.50%
$250K - $500K2.25%
$500K - $750K2.00%
$750K - $1000K2.00%
$1.0M - $1.5M1.75%
$1.5M - $2.0M1.75%
$2.0M - $10.0M1.50%
$10M+1.50%

Fees negotiable for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1 Transam Plaza Drive, Suite 230, Oakbrook Terrace, IL, 60181-4285

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Settled
Judgment / Lien
April 2015
Judgment / Lien
September 2014
Customer Dispute
July 2013
Settled
Judgment / Lien
December 2010
Judgment / Lien
March 2010
Judgment / Lien
February 2009
Other Business ActivitiesSells Insurance

Kenneth is the CEO of Spectrum Synergy Group, LLC, where he handles day-to-day management, estate document creation, and financial planning, dedicating a few hours per week. He also sells equity indexed annuities and life insurance/annuities, and works as a sales representative for commercial real estate, spending about 10-20% of his time on these activities.

Employment History
Current Registrations
Harvest Investment Services, LLC
June 2012 - Present · 13 yrs 8 mos
Previous Registrations
Investment Advisors
August 2004 - December 2017 · 13 yrs 4 mos
Proequities, INC.Broker
January 2001 - December 2017 · 16 yrs 11 mos
London Pacific AdvisorsBroker
March 2000 - January 2001 · 10 mos
1717 Capital Management CompanyBroker
September 1994 - March 2000 · 5 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.