Douglas Babcock
Douglas Babcock is a CFP-designated registered investment advisor at Professional Financial Management, INC., based in Bozeman, MT, with 17 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 152 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.85% |
| $500K - $1.5M | 0.65% |
| $1.5M - $3.5M | 0.45% |
| $3.5M - $10.0M | 0.35% |
| $10M+ | 0.25% |
Fees are not negotiable, but Professional Financial Management may waive its minimum fee and/or charge a lesser fee based upon certain criteria (e.g., employees or close relatives, type of assets, related accounts).
Fee Estimator
Contact
Douglas Babcock
Location
945 Technology Blvd, Ste 102, Bozeman, MT, 59718
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Professional Financial Management, INC.
State Registrations2 states
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