James Kallstrom
James Kallstrom is a registered investment advisor at The Oak Ridge Financial Services Group, INC, based in Golden Valley, MN, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,501 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oak Ridge offers separately managed accounts where third-party managers handle your investments. Fees for these accounts vary from 0.25% to 2.25% of the assets managed, not to exceed a cumulative fee of 2.50%. These fees are paid to the third-party manager, who then remits a portion to Oak Ridge. In some cases, Oak Ridge charges the advisory fees directly to the client.
Location
701 Xenia Ave. South, Suite 100, Golden Valley, MN, 55416-1089
Get directionsHistory
Regulatory History (9)
Employment Separation After Allegations
February 2013Customer Dispute
August 2001Customer Dispute
April 2001Customer Dispute
December 2000Customer Dispute
November 2000Customer Dispute
October 2000Customer Dispute
July 2000Customer Dispute
June 2000Customer Dispute
December 1998Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
The Oak Ridge Financial Services Group, INC.Broker
Previous Registrations
Dougherty & Company LLCBroker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Miller & Schroeder Financial, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.