Arthur Flores is a CFP-designated registered investment advisor at Origin Investment Advisory LLC, based in New York, NY, with 6 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,776 clients with $2.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Origin Investment Advisory does not charge a management fee based on the value of your account for Automated Index Investing (AII) programs. However, the mutual funds and ETFs within the portfolios may have their own fees, such as sales loads, management fees, and operating expenses. Administrative and trading costs may also be imposed by DriveWealth, the firm's broker-dealer.
Contact
Arthur Flores
Location
800 Third Avenue #2800, New York, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arthur works part-time as a family life and personal finance counselor for Zeiders Enterprises, providing human services solutions for military and veterans, taking about half of his time. He also works as an Investment Adviser Representative for Flores Wealth Planning, dedicating nearly full-time hours to providing investment advice and financial planning.
Employment History
Current Registrations
Origin Investment Advisory LLC
Flores Wealth Planning, LLC
Previous Registrations
Morgan Stanley Smith Barney LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Arthur is a fee-only CERTIFIED FINANCIAL PLANNER™ professional located in New York City and works with clients in New York, New Jersey, and Long Island. Arthur has been a long-standing member of NAPFA and the XY Planning Network.