William Heath Hawk

Fsam LLC

31 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Fsam LLC

Compensation

Fee-Only (AUM)

Firm Size

16 advisors

Number of Clients

165 clients

Average Client Portfolio

$684K average

Assets Under Management

$112.9M

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	1.50%
$500K - $1000K	1.35%
$1.0M - $2.0M	1.10%
$2M+	1.00%

Fees are negotiable. Annual fees in international advisory accounts may range up to 2%.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

1720 Windward Concourse, Suite 115, Alpharetta, GA, 30005

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History

Regulatory History (1)

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Regulatory

July 1998

Final

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Other Business Activities

William is a partner in multiple investment-related entities, including Phorcys Capital Partners, Phorcys Opportunities I LLC, FSPR LLC, Phorcys Investment Advisors, LLC, PRCE, R2D2 LLC, San Juan Wave, LLC, and Condado Caribe, LLC. He also owns a consulting firm, Heehaw Inc., and is involved with First Southern Securities and PESH, LLC.

Employment History

Current Registrations

Fsam LLC

July 2017 - Present · 8 yrs 7 mos

First Southern, LLCBroker

December 2016 - Present · 9 yrs 2 mos

Previous Registrations

First Southern Securities, LLC.Broker

August 2010 - October 2020 · 10 yrs 2 mos

Elliott Davis Capital Partners, LLCBroker

February 2010 - March 2010 · 1 mo

Phorcys Capital Partners, LLC

May 2009 - September 2014 · 5 yrs 4 mos

Scott & Stringfellow, LLCBroker

January 2006 - May 2009 · 3 yrs 4 mos

Bergen Capital, INC.Broker

September 2002 - January 2006 · 3 yrs 4 mos

Tejas Securities Group, INC.Broker

March 1998 - September 2002 · 4 yrs 6 mos

First Montauk Securities CORP.Broker

December 1997 - March 1998 · 3 mos

Marion Bass Securities CorporationBroker

January 1997 - January 1998 · 1 yr

Howe, Solomon & Hall, INC.Broker

September 1994 - January 1997 · 2 yrs 4 mos

State Registrations15 states

ALAZCACOFLGAMONCNJNYOHPRSCTXUT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.