Ronald Swanick
Ronald Swanick is a registered investment advisor at Independent Wealth Network, INC., based in Portsmouth, NH, with 25 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,365 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independent Wealth Network (IWN) is compensated with fees based on a percentage of the average daily value of your investments each month. The fees are deducted directly from your account. The exact management fee is negotiated between you and your advisor, but IWN requires a program fee of 0.10% of assets per year and does not allow advisors to charge more than 2.50% of assets per year. For accounts held away at other custodians, the program fee is higher.
Location
Swan Financial Group, 1 New Hampshire Ave Suite #125, Portsmouth, NH, 03801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald sells insurance and fixed annuities through Brownstone Financial and is a registered insurance agent. These activities each take a few hours per week.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Simplicity Wealth
Brownstone Financial Group LLC
Simplicity Wealth
Gwfs Equities, INC.Broker
Nylife Distributors LLCBroker
Destra Capital Investments LLCBroker
Octavus LLCBroker
MML Distributors, LLCBroker
Touchstone Advisors INC
Touchstone Securities, INC.Broker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
American Skandia Marketing, INC.Broker
Pruco Securities CorporationBroker
Prudential Investment Management Services LLCBroker
Linsco/private Ledger CORP.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Street Research Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.