Charles Barrett is a registered investment advisor, based in Conshohocken, PA, with 30 years of industry experience.
Location
161 Washington Street, Suite 1325, Conshohocken, PA, 19428
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is the Director of Sales at Copeland Capital Management, LLC since 2010. This role requires a full-time commitment.
Employment History
Current Registrations
Vigilant Distributors, LLCBroker
March 2022 - Present · 4 yrs 1 mo
Copeland Capital Management, LLC
April 2011 - Present · 15 yrs
Previous Registrations
Northern Lights Distributors, LLCBroker
March 2011 - December 2021 · 10 yrs 9 mos
M&t Securities, INC.
June 2008 - November 2010 · 2 yrs 5 mos
M&t Securities, INC.Broker
June 2008 - November 2010 · 2 yrs 5 mos
Mfc Global Investment Management (U.S.), LLC
August 2005 - April 2008 · 2 yrs 8 mos
John Hancock Advisers, LLC
February 2005 - April 2008 · 3 yrs 2 mos
John Hancock Funds, LLCBroker
December 2004 - April 2008 · 3 yrs 4 mos
Ixis Asset Management Distributors, L.P.Broker
June 2004 - November 2004 · 5 mos
Alliancebernstein Investment Research and Management, INC.Broker
September 1995 - June 2004 · 8 yrs 9 mos
Ujb Discount Brokerage CO.Broker
January 1995 - August 1995 · 7 mos
Josephthal Lyon & Ross IncorporatedBroker
August 1994 - August 1994 · 0 mos
L.C. Wegard & CO., INC.Broker
June 1994 - July 1994 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.