Daniel Mody is a CFP-designated registered investment advisor at Pinnacle Investments, LLC, based in East Syracuse, NY, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,961 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Investments charges an annual advisory fee of 3.00% for AdvisorPro accounts. This fee may be negotiable based on the investment advisor representative, account size, investment complexity, use of PCM as a sub-advisor, and the level of service required. There is a minimum annual program fee of $100.00. Accounts managed by PCM generally have a minimum opening balance of $100,000.
Location
5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2001Other Business Activities
Daniel is the CEO of Confidential Planning, providing financial services, and a board member of Pinnacle Holding Company, LLC, which also provides financial services. Both roles require a few hours per week.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Previous Registrations
Hazard & Siegel, INC.Broker
Pinnacle Investments, INC.Broker
Cadaret, Grant & CO., INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.