Andres Mauricio Romero

CFP

Independent Advisor Alliance, LLC

31 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Independent Advisor Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

286 advisors

Number of Clients

34,127 clients

Average Client Portfolio

$412K average

Assets Under Management

$14.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

5555 Glenridge Connector, Suite 200, Atlanta, GA, 30342

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

April 2019

Judgment / Lien

November 2018

Judgment / Lien

April 2017

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andres is an independent broker for various insurance products since 1993, dedicating a few hours per week to this activity. He also provides investment advisory services through Independent Advisor Alliance, spending nearly full-time on this endeavor.