BB
BB

Bryan Douglas Baca

31 Years of Experience
1 DisclosureSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
6,173 clients
Average Client Portfolio
$212K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.50%
$1M+1.25%

Certain existing clients may be billed under a different fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

110 S. 13th Street, Clinton, OK, 73601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1999
Closed-No Action
Other Business ActivitiesSells Insurance

Bryan is an agent selling fixed and traditional insurance, dedicating about a quarter of his time to this activity. He also owns/manages rental real estate and operates a small cow/calf farming operation, each taking a few hours per week.

Employment History
Current Registrations
Royal Fund Management, LLC
December 2016 - Present · 9 yrs 2 mos
Previous Registrations
Summit Financial Group INC
September 2016 - December 2016 · 3 mos
Summit Brokerage Services, INC.Broker
September 2016 - December 2016 · 3 mos
Vsr Financial Services, INC.Broker
October 2014 - September 2016 · 1 yr 11 mos
Vsr Advisory Services
October 2014 - September 2016 · 1 yr 11 mos
LPL Financial LLCBroker
November 2013 - November 2014 · 1 yr
LPL Financial LLC
November 2013 - November 2014 · 1 yr
Securities America Advisors, INC.
March 2001 - December 2013 · 12 yrs 9 mos
Securities America, INC.Broker
October 2000 - December 2013 · 13 yrs 2 mos
Local Securities CorporationBroker
September 1999 - October 2000 · 1 yr 1 mo
Nylife Securities INC.Broker
February 1998 - July 1999 · 1 yr 5 mos
Pruco Securities CorporationBroker
May 1994 - February 1998 · 3 yrs 9 mos
State Registrations2 states
OKTX
Advisor
Exams
No exam information available for this advisor.
Bryan Douglas Baca - Financial Advisor | TrueAdvisor