Aldo Lozano is a registered investment advisor at Mulholland Wealth Advisors, LLC, based in Scottsdale, AZ, with 26 years of industry experience. Aldo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 806 clients with $540M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
806 clients
Average Client Portfolio
$674K average
Assets Under Management
$543.2M
Fee Structure
Minimum Investment:$200K
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.45% |
Fees are negotiable. Overlay Manager fees typically range from 0.10% to 0.30% annually.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2022Customer Dispute
April 2006Denied
Employment History
Current Registrations
Mulholland Wealth Advisors, LLC
November 2022 - Present · 3 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
March 2016 - November 2022 · 6 yrs 8 mos
Morgan Stanley
March 2016 - November 2022 · 6 yrs 8 mos
RBC Capital Markets, LLC
March 2009 - April 2016 · 7 yrs 1 mo
RBC Capital Markets, LLCBroker
March 2009 - April 2016 · 7 yrs 1 mo
Wachovia Securities, LLC
July 2003 - March 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2009 · 5 yrs 8 mos
Prudential Securities Incorporated
June 2003 - July 2003 · 1 mo
Prudential Securities IncorporatedBroker
June 2003 - July 2003 · 1 mo
Citigroup Global Markets INC.Broker
March 2000 - June 2003 · 3 yrs 3 mos
Citigroup Global Markets INC.
March 2000 - June 2003 · 3 yrs 3 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.