Andrew Thomas Farago

B. Riley Wealth Advisors, INC.

19 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

B. Riley Wealth Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

176 advisors

Number of Clients

17,372 clients

Average Client Portfolio

$405K average

Assets Under Management

$7.0B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.75%
$250K - $1.0M	2.50%
$1M+	2.00%

Fees and breakpoints are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

5000 T-Rex Avenue, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History (1)

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Employment Separation After Allegations

December 2015

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

B. Riley Wealth Management

February 2022 - Present · 4 yrs

B. Riley Wealth ManagementBroker

February 2022 - Present · 4 yrs

B. Riley Wealth Advisors, INC.

July 2018 - Present · 7 yrs 7 mos

Previous Registrations

National Securities CorporationBroker

June 2018 - July 2022 · 4 yrs 1 mo

Nylife Securities LLCBroker

April 2014 - January 2016 · 1 yr 9 mos

Mediterranean Securities Group, LLCBroker

July 2012 - September 2012 · 2 mos

T3 Trading Group, LLCBroker

April 2012 - June 2012 · 2 mos

David Lerner Associates, INC.Broker

October 2011 - April 2012 · 6 mos

Protrade Securities, LLCBroker

March 2011 - March 2011 · 0 mos

Koyote Trading LLCBroker

August 2009 - December 2009 · 4 mos

Schottenfeld Group LLCBroker

December 2008 - October 2009 · 10 mos

Sanders Morris Harris INC.Broker

April 2005 - March 2007 · 1 yr 11 mos

E*trade Professional Trading, LLCBroker

January 2004 - July 2004 · 6 mos

Temper of the Times Investor Services, INC.Broker

November 2002 - February 2003 · 3 mos

Schonfeld Securities, LLCBroker

February 1999 - May 2002 · 3 yrs 3 mos

On-Line Investment Services, INC.Broker

March 1998 - February 1999 · 11 mos

Schonfeld Securities, LLCBroker

March 1997 - March 1998 · 1 yr

Prudential Securities IncorporatedBroker

February 1995 - May 1995 · 3 mos

State Registrations3 states

FLNYTN

AdvisorBrokerBoth

Exams

No exam information available for this advisor.