Andrew Farago is a registered investment advisor, based in Boca Raton, FL, with 19 years of industry experience.
Location
Boca Raton, FL
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Regulatory History (1)
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Employment Separation After Allegations
December 2015Employment History
Current Registrations
B. Riley Wealth Management
February 2022 - Present · 4 yrs 2 mos
B. Riley Wealth ManagementBroker
February 2022 - Present · 4 yrs 2 mos
B. Riley Wealth Advisors, INC.
July 2018 - Present · 7 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
June 2018 - July 2022 · 4 yrs 1 mo
Nylife Securities LLCBroker
April 2014 - January 2016 · 1 yr 9 mos
Mediterranean Securities Group, LLCBroker
July 2012 - September 2012 · 2 mos
T3 Trading Group, LLCBroker
April 2012 - June 2012 · 2 mos
David Lerner Associates, INC.Broker
October 2011 - April 2012 · 6 mos
Protrade Securities, LLCBroker
March 2011 - March 2011 · 0 mos
Koyote Trading LLCBroker
August 2009 - December 2009 · 4 mos
Schottenfeld Group LLCBroker
December 2008 - October 2009 · 10 mos
Sanders Morris Harris INC.Broker
April 2005 - March 2007 · 1 yr 11 mos
E*trade Professional Trading, LLCBroker
January 2004 - July 2004 · 6 mos
Temper of the Times Investor Services, INC.Broker
November 2002 - February 2003 · 3 mos
Schonfeld Securities, LLCBroker
February 1999 - May 2002 · 3 yrs 3 mos
On-Line Investment Services, INC.Broker
March 1998 - February 1999 · 11 mos
Schonfeld Securities, LLCBroker
March 1997 - March 1998 · 1 yr
Prudential Securities IncorporatedBroker
February 1995 - May 1995 · 3 mos
State Registrations3 states
FLNYTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.