Harold Stein is a registered investment advisor at Pinnacle Associates, LTD., based in New York, NY, with 21 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,568 clients with $9.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Associates charges an annual management fee based on the value of your portfolio. The fee generally ranges from 0.50% to 1.50% per year, depending on the type of client, investment strategy, and complexity of services. The fee is usually charged quarterly, based on the market value of your portfolio at the end of the previous quarter.
Location
335 Madison Avenue, 11th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Harold is employed by Pinnacle Associates Ltd as a portfolio manager since 2003. This is a full-time position.
Employment History
Current Registrations
Pinnacle Associates, LTD.
State Registrations3 states
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