JR
CFP
JR
CFP

Joyce Ann Rolfes

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:$10K
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Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joyce is the President of Five Peaks Financial Consulting, Inc., providing registered investment advisory and tax consulting services. Joyce also owns a non-variable insurance business and serves as co-trustee for two trusts, and is a committee member for Desert Botanical Garden.

Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
September 1999 - Present · 26 yrs 5 mos
Five Peaks Financial Consulting, INC.
March 1999 - Present · 26 yrs 11 mos
Previous Registrations
Accumulation Planning, INC.Broker
July 1995 - October 1999 · 4 yrs 3 mos
Fsc Securities CorporationBroker
May 1994 - July 1995 · 1 yr 2 mos
State Registrations4 states
AZCANEOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.