James Brogan is a registered investment advisor at Brogan Financial, based in Knoxville, TN, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 761 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brogan Financial charges a percentage of the assets they manage. The specific fee is negotiable and based on factors like investment strategies, the amount you invest, and the time Brogan Financial spends on your account. The fee is deducted from your investment account quarterly. The brochure states that fees are charged up to 2.00% annually.
Location
8351 E. Walker Springs Ln., Suite 101, Knoxville, TN, 37923
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent life and health insurance agent with various non-affiliated insurance companies, operating under Brogan Financial LLC. He spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Brogan Financial
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.