Lindsey Vaughan is a CFA-designated registered investment advisor, based in Bethesda, MD, with 26 years of industry experience.
Location
7255 Woodmont Avenue, Suite 260, Bethesda, MD, 20814
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lindsey is involved with Hillman Capital Management in investment management and business development. This activity is investment-related and takes nearly a full-time commitment.
Employment History
Current Registrations
Alps Distributors, INC.
March 2021 - Present · 5 yrs 1 mo
Alps Distributors, INC.Broker
March 2021 - Present · 5 yrs 1 mo
Hillman Capital Management INC
October 2019 - Present · 6 yrs 6 mos
Previous Registrations
Capital Investment Group, INC.Broker
May 2017 - May 2018 · 1 yr
Quasar Distributors, LLCBroker
January 2015 - May 2015 · 4 mos
Unified Financial Securities, INC.Broker
November 2013 - December 2014 · 1 yr 1 mo
Tcw Investment Management CO
January 2007 - August 2013 · 6 yrs 7 mos
Tcw Funds DistributorsBroker
September 2006 - August 2013 · 6 yrs 11 mos
Banc of America Capital Management, LLC
April 2005 - September 2005 · 5 mos
Columbia Management Distributors, INC.Broker
November 2004 - September 2005 · 10 mos
Columbia Management Advisors, INC.
November 2004 - April 2005 · 5 mos
Putnam Investment Management, LLC
January 2002 - August 2004 · 2 yrs 7 mos
Putnam Retail Management Limited PartnershipBroker
January 2002 - August 2004 · 2 yrs 7 mos
Neuberger Berman Management INC.Broker
February 2001 - October 2001 · 8 mos
Neuberger Berman, LLCBroker
June 1994 - October 2001 · 7 yrs 4 mos
State Registrations50 states
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Exams
No exam information available for this advisor.