James Underwood
James Underwood is a registered investment advisor at Aspen Creek Wealth Management, LLC, based in Pompano Beach, FL, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 95 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aspen Creek Wealth Management (ACWM) manages investment portfolios for a fee based on the total value of your investments. The fee ranges from 0.25% to 1.00% annually. These fees are negotiable. ACWM may also recommend third-party asset managers, resulting in a total fee ranging from 0.55% to 2.25% annually, which includes ACWM's fee and the third-party manager's fee. These fees are also negotiable.
Location
Pompano Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Aspen Creek Wealth Management, LLC
Previous Registrations
Virtue Capital Management, LLC
Royal Fund Management, LLC
American Elite Retirement
Brookstone Capital Management LLC
Aig Retirement Advisors, INC.
State Registrations1 state
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