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Carlos E Sisniega

Global Assets Advisory, LLC
31 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Global Assets Advisory, LLC
Compensation
Fee-Only (AUM)
Firm Size
25 advisors
Number of Clients
1,376 clients
Average Client Portfolio
$246K average
Assets Under Management
$338.1M

Fee Structure

Minimum Investment:$50K

Location

4855 North Mesa, #114, El Paso, TX, 79912

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2001
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carlos sells life, health, and disability insurance, dedicating about a quarter of his time to this activity. He is also a 50% owner of Integral Financial Services, Inc., dedicating nearly full-time hours to this business.

Employment History
Current Registrations
Global Assets Advisory, LLC
January 2023 - Present · 3 yrs 1 mo
International Assets Investment Management, LLC
January 2020 - Present · 6 yrs 1 mo
International Assets Advisory, LLCBroker
September 2018 - Present · 7 yrs 5 mos
Previous Registrations
Cetera Advisors LLCBroker
October 2016 - September 2018 · 1 yr 11 mos
Investors Capital CORP.Broker
April 2011 - October 2016 · 5 yrs 6 mos
Transamerica Financial Advisors, INCBroker
September 2009 - April 2011 · 1 yr 7 mos
Transamerica Financial Advisors, INC.Broker
June 2003 - September 2009 · 6 yrs 3 mos
Ims Securities, INC.Broker
October 2001 - May 2003 · 1 yr 7 mos
Nylife Securities INC.Broker
May 1994 - August 2001 · 7 yrs 3 mos
State Registrations3 states
CANMTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.