RD
RD

Roger Sudhir Desai

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
244 clients
Average Client Portfolio
$5.3M average
Assets Under Management
$1.3B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $20.0M0.60%
$20.0M - $40.0M0.50%
$40M+0.50%

Fees negotiable on assets above $40,000,000

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8850 Columbia 100 Parkway Suite 306, Columbia, MD, 21045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger is involved in several business activities, including being a VP of WPM Condo Assoc., owner/managing director of RSD Financial, adjunct faculty at Howard Community College, and an insurance agent. He is also a managing director at Lynx Investment Advisory.

Employment History
Current Registrations
Lynx Investment Advisory, LLC
December 2021 - Present · 4 yrs 2 mos
United Planners' Financial Services of America a Limited PartnerBroker
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
The Patriot Financial Group, LLC
October 2020 - January 2022 · 1 yr 3 mos
Verus Capital Partners, LLC
July 2014 - October 2020 · 6 yrs 3 mos
Verus Capital Partners, LLC
July 2014 - December 2014 · 5 mos
Securities America Advisors, INC.
July 2005 - July 2014 · 9 yrs
Financial Planning & Management Center, INC.
June 2000 - July 2005 · 5 yrs 1 mo
Securities America, INC.Broker
November 1999 - December 2021 · 22 yrs 1 mo
Edward JonesBroker
August 1996 - November 1999 · 3 yrs 3 mos
Horace Mann Investors INCBroker
March 1994 - August 1996 · 2 yrs 5 mos
State Registrations17 states
AZCADCDEFLGAILMDMINCNMNYOHPATNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.