Frank James Haggerty

CFA

Duff & Phelps Investment Management CO.

13 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Duff & Phelps Investment Management CO.

Compensation

Fee-Only (AUM)

Firm Size

10 advisors

Number of Clients

52 clients

Average Client Portfolio

$235.2M average

Assets Under Management

$12.2B

Fee Structure

Financial Planning:Investment management only

Location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Duff & Phelps Investment Management CO.

August 2012 - Present · 13 yrs 6 mos

State Registrations2 states

ILTX

Advisor

Exams

No exam information available for this advisor.