MO
MO

Miguel Luis Ortiz

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
178 clients
Average Client Portfolio
$932K average
Assets Under Management
$165.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
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Location

1200 Brickell Avenue, Suite 501, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Miguel maintains a license to sell life and long-term care insurance, but only sells these products sporadically on a referral basis, dedicating minimal time to this activity. He is also a registered representative at UCAP Securities, LLC and a Financial Advisor at UCAP Asset Management LLC.

Employment History
Current Registrations
Ucap Americas
July 2022 - Present · 3 yrs 7 mos
Ucap AmericasBroker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Efg Capital International CORP.
April 2021 - July 2021 · 3 mos
Efg Asset Management (americas) CORP.
November 2019 - July 2022 · 2 yrs 8 mos
Efg Capital Advisors INC.
June 2014 - February 2019 · 4 yrs 8 mos
Efg Capital Advisors LLC
November 2009 - October 2014 · 4 yrs 11 mos
Efg Capital InternationalBroker
December 2008 - July 2022 · 13 yrs 7 mos
Vectorglobal WmgBroker
August 2008 - November 2008 · 3 mos
Hb Asset Management, L.C.
August 2001 - August 2008 · 7 yrs
Global Investor Services, L.C.Broker
June 2001 - August 2008 · 7 yrs 2 mos
Centennial Capital Management, INC.Broker
January 1998 - June 2001 · 3 yrs 5 mos
American Express Financial Advisors INC.Broker
February 1994 - January 1998 · 3 yrs 11 mos
Ids Life Insurance CompanyBroker
February 1994 - January 1998 · 3 yrs 11 mos
State Registrations5 states
DEFLNVNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.