Miguel Ortiz is a registered investment advisor at Ucap Americas, based in Miami, FL, with 32 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 178 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCAP Asset Management charges an annual fee based on a percentage of the value of your investments. The fees are negotiable, but cannot exceed 2% annually. Some advisors use a tiered fee schedule, while others charge a flat percentage. Fees are calculated monthly and billed quarterly.
Location
1200 Brickell Avenue, Suite 501, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Miguel maintains a license to sell life and long-term care insurance, but only sells these products sporadically on a referral basis, dedicating minimal time to this activity. He is also a registered representative at UCAP Securities, LLC and a Financial Advisor at UCAP Asset Management LLC.
Employment History
Current Registrations
Ucap Americas
Ucap AmericasBroker
Previous Registrations
Efg Capital International CORP.
Efg Asset Management (americas) CORP.
Efg Capital Advisors INC.
Efg Capital Advisors LLC
Efg Capital InternationalBroker
Vectorglobal WmgBroker
Hb Asset Management, L.C.
Global Investor Services, L.C.Broker
Centennial Capital Management, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.