Steven Slomberg is a registered investment advisor at Familywealth, based in Stow, OH, with 30 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 367 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FamilyWealth Advisers generally charges a percentage of the assets they manage.
Retail clients are typically charged 1.45%, but for some strategies, the retail fee can be up to 2%. The actual fee depends on the service provided by the individual Investment Advisor Representatives and the strategies they recommend.
In addition to the fees shown above, the Client will pay the following Platform fees:
- First $500,000: 0.30%
- Next $500,000: 0.25%
- Next $1,000,000: 0.20%
- Next $1,000,000: 0.15%
- Next $1,000,000: 0.10%
- Assets Over $4,000,000: 0.05%
An additional 0.10% to 0.35% asset management fee applies for asset managers of strategies and portfolios in the Managed Account Solutions Platform, depending on the manager selected.
Location
Stow, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is the president and in sales at S.J. Slomberg Inc. d/b/a Equity Financial Services, where he sells life, health, and fixed annuities, dedicating nearly full-time hours to this. Steven also manages his real estate holdings, spending minimal time on this activity, which is not investment-related.
Employment History
Current Registrations
Familywealth
Previous Registrations
Advisersource.com
Variable Investment Advisors, INC.Broker
Richfield Orion International, INC.Broker
Sammons Securities Company, LLCBroker
Walnut Street Securities, INC.Broker
Walnut Street Securities, INC.Broker
Wma Securities, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.