Barry Dick
Barry Dick is a registered investment advisor at The Fiduciary Alliance, based in Tewksbury, MA, with 18 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 8,964 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiduciary Alliance charges a percentage of the value of your portfolio, up to 2.00% per year. This fee is negotiable. The fee is calculated and paid quarterly, in advance. In addition, for certain alternative investments, Fiduciary Alliance may receive up to 25% of the profits above a certain return threshold. All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $150,000 minimum of assets under management.
Location
461 Main St, Tewksbury, MA, 01876
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2007Employment Separation After Allegations
January 2003Other Business ActivitiesSells Insurance
Barry is co-owner of Dick Insurance Agency, involved in property & casualty and life insurance sales, dedicating about three-quarters of his time during trading periods and about a quarter of his time during non-trading periods. Barry also owns Merrimack Financial, where he sells life insurance and annuities, dedicating about two-thirds of his time during trading periods and about a quarter of his time during non-trading periods.
Employment History
Current Registrations
The Fiduciary Alliance
Previous Registrations
First Financial Advisors, LLC
Workman Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.