JT
JT

James Gordon Taylor

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
121 clients
Average Client Portfolio
$470K average
Assets Under Management
$56.9M

Fee Structure

Financial Planning:Investment management only
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Location

172 Lake Street, Hamburg, NY, 14075

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a Registered Representative and Investment Adviser Representative Assistant through Brighton Securities Corp since 2021. This investment-related activity takes nearly all of James's time.

Employment History
Current Registrations
Saperston Legacy Advisors, INC.
June 2022 - Present · 3 yrs 8 mos
Brighton Securities CORP.
June 2022 - Present · 3 yrs 8 mos
Brighton Securities CORP.Broker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
First Allied Securities, INC.Broker
November 2011 - August 2021 · 9 yrs 9 mos
Securities America, INC.Broker
May 2007 - December 2011 · 4 yrs 7 mos
New England SecuritiesBroker
March 2003 - May 2007 · 4 yrs 2 mos
Saperston Asset Management, INC.Broker
December 1998 - December 2002 · 4 yrs
Josephthal & CO., INC.Broker
April 1994 - December 1998 · 4 yrs 8 mos
Mathews, Holmquist & Associates, INC.Broker
January 1994 - April 1994 · 3 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.